 Event Name: FIBA Webinar - “Regulatory Roundup Summer Edition – What’s New from the Fed, OCC, FDIC, & SEC and FI |
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Click here for this event's web page. |
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Date: |
Friday, July 23, 2010 |
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| Time: | 13:00
- 14:30 |
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| Location: |
Online
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| RSVP: |
Click on link above
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| Price: |
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| Details: |
Speakers: •Lisa Arquette, Associate Director, Div of Supervision & Consumer Protection, FDIC •Lourdes Gonzalez, SEC [to be confirmed] •Timothy Leary, Sr. Special Examiner, Div of Banking Supervision, Federal Reserve Board of Governors •Robert Schenck, FED Atlanta •John Wagner, Director, BSA/AML Compliance, Office of Controller of the Currency Webinar Moderator: •Julia Mold, FIBA Consultant and Moderator, Clear Sky Compliance Inc Eighteen months after the financial crisis began, what’s new in the regulatory environment? What lessons have been learned and what might be the next focus of regulatory examinations for banks and broker dealers? The panelists will discuss: •Recent enforcement cases and their implications for the industry, if any •Effects of the G-20 commitment to anti-money laundering and self evaluations •Gauging the effect of the updated FATF list inclusions •Updates to the FFIEC Examination Manual •How traditional methods of regulatory control, such as examinations, investigations and penalties have affected the financial services industry •Pending regulations and what might be coming next Learn from the regulators and prepare your institution for the next eighteen months. Continuing Education Credits Offered by the FIBA AML Institute: AML/CA - 1.5 Credits CP/AML - 1.5 Credits |
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